Stephen Berkeley

Chief Compliance Officer

Mr. Berkeley serves as JLC Infrastructure’s Chief Compliance Officer and as Chief Compliance Officer and Regulatory Counsel for Loop Capital Market LLC. Mr. Berkeley joined Loop Capital in 2009 and has been overseeing the Loop Capital Markets‘ compliance program since that time and JLC Infrastructures since its formation in 2015. Prior to joining Loop Capital, Mr. Berkeley spent almost 14 years as a practicing attorney focused on broker-dealer and investment adviser litigation and regulatory matters, including nine years representing broker-dealers and investment advisors in arbitrations, regulatory investigations and on general compliance matters and four years as an enforcement attorney with the Securities Division of the Arizona Corporation Commission, investigating and prosecuting securities enforcement actions against broker-dealers and investment advisors. Mr. Berkeley is a licensed attorney in Illinois and Arizona and holds Series 7, 24, 53, 63, 79 and 87 licenses. Mr. Berkeley earned his Juris Doctorate from Chicago-Kent College of Law and earned a Bachelors of Arts from Hamilton College.